Does your firm need a cost-effective Fidelity Bond to meet the compliance requirements of the NASD? The Securities Dealer Blanket Bond Program, underwritten by The Chubb Group of Companies, is offered exclusively through Frank Crystal & Company.

Program Features

• Fidelity Bond coverage to satisfy NASD Rule 15c3-1
• Limits of liability up to $1,000,000
• Underwritten by The Chubb Group of Companies, an A.M. Best A++ XV rated company
• Bond coverages include Employee Dishonesty, On Premises, In Transit, Forgery or Alteration and Securities Forgery, as well as additional Broker/Dealer coverage enhancements*

Minimum Program Eligibility requirements:

• Form-BD and Form-U-4
• No Claims made against any bond within last three (3) years
• Home office domiciled in United States

Application Process

• Complete the application (Securities Dealers with home offices in
  Texas, click here)
• Calculate your premium based on desired limit, number of employees and registered representatives, and number of branches
• Send completed application, along with copies of Forms-BD and -U-4, and remittance payment to:

Attention: Securities Dealer Blanket Bond Program
Frank Crystal & Co., Inc.
Financial Square
32 Old Slip
New York, NY 10005

All Checks should be made payable to Frank Crystal & Company.

Subject to the carrier's underwriting criteria and approval, you can have a bond in place in a matter of days.

Questions

With Frank Crystal & Company, you not only purchase coverage that meets the compliance requirements of the NASD but also have the opportunity to utilize a full-service insurance brokerage firm that can also address your other business insurance needs such as Property & Casualty, Errors & Omissions, and Employee Benefits insurance.

If you would like to explore higher limits of liability or have any questions regarding the Securities Dealer Blanket Bond Program, or other lines of coverage, please write us at sdbb@fcrystal.com.

About Frank Crystal & Company

Founded in 1933, Frank Crystal & Company is one of the largest privately held insurance brokerage firms in the United States. Headquartered in New York’s financial district, with regional offices in California, Florida, Oregon, Pennsylvania, and Texas, Frank Crystal meets the insurance brokerage needs of clients throughout North America and around the world.

With Frank Crystal as your broker you have direct access to seasoned insurance professionals. We offer unparalleled experience servicing the financial services sector and knowledge of the ever-changing state of the insurance market and its products. Our goal is to obtain the best results for our clients. When claims arise, our in-house claims professionals can act as a liaison between your legal counsel and insurance carrier.

* The Insurance Program is subject to the insurance carrier's underwriting criteria and approval, as well as the terms, conditions, and exclusions contained in the insurance policies to be issued.